Financial Risk Mitigation/Enterprise Value Optimization/Capital Markets Advisory

Ken provides Continuity clients with independent review and guidance regarding capitalization of their companies, risk exposure, investment analysis, value optimization, and financial modeling. He has more than 25 years of experience in capital markets, credit, investment banking, portfolio acquisitions, trading, structured finance, equipment finance, and lending. Ken has advised banks, private equity firms, corporations and finance companies, completing over 150 assignments with an aggregate deal value of $20 billion.
Concurrent with the role Ken plays for Continuity clients, he also maintains his role as a Managing Partner with JMSeas, Inc., a group of seasoned investment banking, capital markets, credit and accounting advisors. As regulatory principal for FINRA regulated broker dealers, Ken has served as Chief Executive Officer, Chief Compliance Officer, and Anti-Money Laundering Compliance Officer. Ken earned his Bachelor’s Degree in Chemistry, magna cum laude, from Bowdoin College and his M.B.A. in Finance and Accounting from the University of Chicago Graduate School of Business. He holds his Series 7, 24, 63, 79 and 99 FINRA registrations and has served on the Board of Directors for many entities. Ken has been quoted in The Wall Street JournalAmerican Banker, and SNL Financial. He has also appeared on Fox Business Network and CBS Radio.